finra

Robinhood Free Stock Market Trading App Comes To Android

Using the stock market isn’t free. Well, obviously. You’re buying and selling stock, after all. But on top of that, brokerage firms tend to charge fees to manage financial transactions. The Robinhood app lets you get around that fee, and now it has made its way over from iOS to Android.Robinhood lets you access market data and quotes in real-time. […]

Aethlon Medical (OTCBB: AEMD) Announces Reverse Stock Split and Nasdaq Listing Submission

Medical Technology Breaking News: Aethlon Medical (OTCBB: AEMD) Announces Reverse Stock Split and Nasdaq Listing SubmissionSAN DIEGO – April 8, 2015 (Investorideas.com newswire) Aethlon Medical, Inc. (OTCBB:AEMD), a pioneer in developing targeted therapeutic devices to address infectious diseases and cancer, announced today that it will implement a 1-for-50 reverse split of its common stock. The implementation of the reverse stock […]

Best Online Stock Trading – Investment Total

Finding the best online stock trading sites is quiet difficult. To avoid getting scammed, here are the criteria in choosing the best online stock trading platform or trading sites from stock broker companies. It is important to know that the company who owns the trading platform is legitimate. You will know if a company is legitimate by simply checking the […]

Exclusive: Citigroup To Shutter Lavaflow Stock Trading Venue …

REUTERS/Brendan McDermid12:37 PM 12/02/14By John McCrankNEW YORK (Reuters) – Citigroup Inc is shutting down its alternative stock trading venue LavaFlow, the bank said on Tuesday, at a time when regulatory scrutiny has increased around broker-run trading platforms, forcing banks to rethink the costs.Critics say the alternative stock trading venues add to the fragmentation of the market, increasing complexity and costs […]

FINRA Fines Goldman Sachs Execution & Clearing, LP $800000 for …

For Release:Contacts:

July 1, 2014Michelle Ong (202) 728-8464Nancy Condon (202) 728-8379

Goldman Sachs Execution & Clearing, L.P. Action
FINRA Fines Goldman Sachs Execution & Clearing, L.P. $800,000 for Failing to Prevent Trade-Throughs in its Alternative Trading SystemWASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Goldman Sachs Execution & Clearing, L.P. $800,000 for failing to have reasonably designed […]

BLACKROCK: Stock Valuation And Investor Sentiment Don't Justify …

Matt Cardy/Getty ImagesFA Insights is a daily newsletter from Business Insider that delivers the top news and commentary for financial advisors.KOESTERICH: Stock Valuation And Investor Sentiment Don’t Justify Bubble Fears Just Yet (BlackRock Blog) To understand if U.S. stocks are in bubble territory, BlackRock’s Russ Koesterich thinks investors should look at valuation and sentiment. In terms of valuation, he writes […]

Investing with Borrowed Funds: No "Margin" for Error | FINRA.org

With investor purchases of securities “on margin” averaging more than $406 billion for the first nine months of 2013 (a 27 percent increase over the same period last year), we are re-issuing this alert because we are concerned that many investors may underestimate the risks of trading on margin and misunderstand the operation and reason for margin calls. Investors who […]