FINRA Fines Goldman Sachs Execution & Clearing, LP $800000 for …
For Release:Contacts:
July 1, 2014Michelle Ong (202) 728-8464Nancy Condon (202) 728-8379
Goldman Sachs Execution & Clearing, L.P. Action
FINRA Fines Goldman Sachs Execution & Clearing, L.P. $800,000 for Failing to Prevent Trade-Throughs in its Alternative Trading SystemWASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Goldman Sachs Execution & Clearing, L.P. $800,000 for failing to have reasonably designed […]